Full Time
Australia
Posted 2 months ago

Etoro – About the Company

eToro, the world’s leading social online trading platform, is a revolutionary fintech company that has been at the forefront of online trading for more than a decade. By engaging millions of users with our innovative social features such as the CopyTrader™ system, the Popular Investor program, and CopyPortfolios™, we strive to make money management available to everyone. We have developed an intuitive trading platform which gives traders and investors access to global stock markets, commodity trading, cryptocurrency trading and more.

To date, more than $222 million has been invested in eToro by top investment firms, such as CommerzVentures, Spark Capital and China Minsheng Financial Holdings. Since its establishment in 2007, the company has been operating with clients’ intent in mind and innovation at its heart. The eToro team is constantly growing, presenting new job opportunities in offices around the world, including the following locations: UK, Israel, China, Australia, Russia, Cyprus and more.

Current Vacancies with Etoro

If you think you could work for us, please send your CV and cover letter to our HR team by following the Link at the Bottom

DESCRIPTION
  • Compliance Manager

    Details

    DESCRIPTION
    • Maintain and manage the Risk and Compliance framework under the company’s AFSL.
    • Ongoing monitoring and oversight of regulatory development relevant to the activities of eToro in Australia.
    • Informing relevant decision makers of the relevant legal/regulatory updates;
    • Communication with / reporting to ASIC.
    • Compliance monitoring: quarterly review of all company operations in line with the regulatory guidelines AND audit findings.
    • Perform annual risk assessment.
    • Update local policies and procedures to reflect current regulatory requirements.
    • Oversight and approval of any marketing materials
    • Supervision of the AML Compliance Function, especially for client onboarding and verification.
    • Maintain the company’s legal documents (PDS, T&C’s) in conjunction with the Legal Department.
    • Ensure the Product and Ops team provide the necessary reports required for ongoing compliance monitoring.
    • Ensure all compliance and governance matters are escalated to senior management and to the Compliance Committee.
    • Independent function, reporting directly to the Board.
    • Implement Committee and Board decisions as required.
    REQUIREMENTS

    Job Prerequisites:

    • Academic Degree – Finance or Legal desired
    • Previous job experience in a related field – minimum 3 years
    • Extensive knowledge and experience with MIFID directives & ASIC regulations
    • Open to creative solutions & business innovation; a team player
    • Strong communication and presentation skills; must be comfortable to communicate with the senior management and the regulator
    • Strong verbal skills
    • Experience in MIS would also be desirable.

    Why eToro:

    • Exposure to a variety of projects to expand your skillset.
    • A flexible workplace where work-life balance is actively promoted.
    • A professional, supportive and friendly culture.

Apply here

Job Features

Job Category

Compliance

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